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Legal Mag > Blog > Regulation > FINRA Enforcement Regulator Joins Carlton Fields as Economic Volatility and Fintech Drive Regulatory Action
Regulation

FINRA Enforcement Regulator Joins Carlton Fields as Economic Volatility and Fintech Drive Regulatory Action

Press Room
Press Room 5 months ago
Updated 2022/09/14 at 8:00 PM
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Carlton Fields announced Tuesday it had hired a former director of enforcement at the Financial Industry Regulatory Authority (FINRA), Tino Lisella in the firm’s Miami office last week as of counsel.

Lisella’s hiring coincides with the growing presence of Wall Street banks and securities brokers in South Florida, as well as a predicted uptick in Securities and Exchange Commission enforcement actions as market volatility drives customer complaints, said Carlton Fields securities litigation and enforcement chair Jack Clabby.

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Press Room September 14, 2022
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